Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Welsh is a financial advisor with Wells Fargo Clearing Services, LLC, with more than 24 years of experience in the financial services industry. Kevin Welsh is registered to provide investment advice in Pennsylvania and Texas. Kevin Welsh holds FINRA Series 6, 7, 63, and 66 licenses, and also the SIE. Kevin Welsh previously worked at Securities America, Inc., Saybrus Equity Services, LLC, The Leaders Group, Inc., Morgan Stanley, Citigroup Global Markets Inc., Lincoln Financial Distributors, Inc., Jackson National Life Distributors, Inc., The Investment Center, Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/15/2023 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
PA
12/14/2020 - 07/14/2022
SECURITIES AMERICA, INC. (RADNOR PA)
NY
08/20/2018 - 05/11/2020
SAYBRUS EQUITY SERVICES, LLC (DIX HILLS NY)
CO
03/20/2018 - 08/21/2018
THE LEADERS GROUP, INC. (LITTLETON CO)
PA
12/19/2013 - 03/02/2018
WELLS FARGO CLEARING SERVICES, LLC (ALLENTOWN PA)
CO
04/03/2013 - 12/10/2013
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
02/07/2013 - 04/02/2013
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
06/01/2009 - 02/07/2013
MORGAN STANLEY (PURCHASE NY)
NY
06/09/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
PA
10/13/2004 - 01/06/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
TN
11/25/2003 - 09/28/2004
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
PA
04/17/2001 - 12/15/2003
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
11/22/2000 - 02/27/2001
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
03/31/1998 - 10/09/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 10/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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