Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Sullivan is a financial advisor at LPL Financial LLC in Morristown, New Jersey. Kevin has been in the financial industry since October 21, 1990. Kevin has a wide range of experience, having worked with various firms, including Newedge USA, LLC, Sanwa Universal Securities Co., Sanwa Securities (USA) Co., L.P., Carroll McEntee & McGinley Incorporated and CM&M Futures Inc. Kevin has also held numerous licenses and registrations, including Series 63, Series 24, Series 3, Series 7 and SIE. Kevin is registered with FINRA and LPL Financial LLC. Kevin provides a wide range of services to individual clients, including financial planning, pension consulting, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/06/2015 - Present
LPL Financial LLC (MORRISTOWN NJ)
NY
06/02/1997 - 01/07/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
10/23/1991 - 11/20/1996
SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)
NY
08/07/1991 - 11/20/1996
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
07/15/1989 - 08/14/1991
CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)
NY
07/15/1989 - 12/14/1990
CM&M FUTURES INC. (NEW YORK NY)
BC
Issued 08/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1990
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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