Unclaimed
Kevin Michael Sesny is a financial advisor registered with Wedbush Securities Inc. Kevin has been in the securities industry since December 2003. Kevin's previous employment includes roles at UBS Financial Services Inc., J.P. Morgan Securities LLC, Oppenheimer & Co. Inc. and CIBC World Markets Corp. Kevin has successfully passed the Series 4, 7, 9, 10, 24 and 66 exams. Kevin currently holds FINRA registrations in California and New York. Kevin specializes in providing financial planning, pension consulting and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/27/2019 - Present
Wedbush Securities Inc. (JERSEY CITY NJ)
NJ
02/12/2013 - 07/31/2018
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/25/2005 - 01/15/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/16/2003 - 08/04/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/23/2002 - 04/14/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 02/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2010
Series 4 - Registered Options Principal Examination
BC
Issued 05/05/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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