Unclaimed
Kevin Michael Schaffert is a financial advisor with over 13 years of experience in the industry. Kevin is currently registered with Icapital Markets LLC and is licensed to provide brokerage services in 51 states. Kevin holds Series 7 and Series 63 licenses, along with the Securities Industry Essentials Examination (SIE). Kevin has previously worked for ICAPITAL SECURITIES, LLC and CION SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
12/10/2019 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
04/09/2010 - 09/13/2018
CION SECURITIES, LLC (NEW YORK NY)
BC
Issued 06/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Schaffert is the right advisor for you? Invested Better is here to help.