Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Scanlon is a financial professional with over 40 years of experience in the industry. Kevin is currently registered with Stephens, a firm with a strong reputation for financial services. Previously, Kevin has also been registered with LINK INVESTMENT SERVICES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kevin holds several licenses, including Series 63, 9, 10, 26, 6TO, SIE, 5 and 7. In addition to his comprehensive licenses, Kevin is also a specialist in various areas, including Financial Planning, Pension Consulting, Educational Seminars, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
09/08/1987 - Present
Stephens (LITTLE ROCK AR)
NA
03/09/1994 - 09/23/1997
LINK INVESTMENT SERVICES, INC.
NA
03/02/1982 - 09/11/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 03/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1982
Series 5 - Interest Rate Options Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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