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Kevin Michael O'Mara

Fidelity Brokerage Services LLC

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About Kevin Michael O'Mara

Kevin Michael O'Mara has been in the securities industry since November 14, 2002. Kevin is a Registered Representative of Fidelity Brokerage Services LLC. Kevin Michael O'Mara is licensed to sell securities in 18 states and is currently registered in the state of Rhode Island. Kevin has earned 9 professional licenses including Series 3, 4, 7, 9, 10, 55, 63, SIE and 99TO. Kevin Michael O'Mara is also a Principal for Fidelity Brokerage Services LLC and has held that position since September 2, 2015.

Firm Information

Kevin O'Mara is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin O'Mara’s Registration & Firm History

RI

09/02/2015 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

02/26/2007 - 01/02/2014

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

11/24/1999 - 11/02/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2007

Series 4 - Registered Options Principal Examination

BC

Issued 10/21/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/21/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2009

Series 3 - National Commodity Futures Examination

BC

Issued 11/14/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Michael O'Mara.
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