Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael New is a financial advisor with over 27 years of experience in the financial services industry. Kevin has been registered with Wells Fargo Clearing Services, LLC since 2017. Prior to that, Kevin worked at UBS Financial Services Inc. from 2010 to 2017, Morgan Stanley Smith Barney from 2009 to 2010, Morgan Stanley & Co. Incorporated from 2007 to 2009, Morgan Stanley DW Inc. from 2004 to 2007, Wachovia Securities, LLC from 2000 to 2004, and Whale Securities Co., L.P. from 1995 to 2000. Kevin holds Series 7, Series 63, and Series 65 licenses. Kevin specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/10/2017 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
CT
07/21/2010 - 11/27/2017
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
CT
06/01/2009 - 07/28/2010
MORGAN STANLEY SMITH BARNEY (GREENWICH CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GREENWICH CT)
CT
03/19/2004 - 04/02/2007
MORGAN STANLEY DW INC. (GREENWICH CT)
MO
08/04/2000 - 03/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/02/1995 - 08/07/2000
WHALE SECURITIES CO., L.P. (NEW YORK NY)
IA
Issued 03/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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