Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Mullen is a financial professional with over 30 years of experience in the industry. Kevin is currently registered with Robert W. Baird & Co. Inc. in Milwaukee, WI. Prior to that, Kevin worked at Hutchinson, Shockey, Erley & Co., Piper Jaffray & Co., First Union Securities, Inc., and Blunt Ellis & Loewi Incorporated. Kevin holds the SIE, Series 50, Series 52, and Series 63 licenses. Kevin's experience includes working with various client types, including high-net-worth individuals, corporations, and investment companies. Kevin provides a variety of financial planning and investment management services, including financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
03/21/2019 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
07/08/2009 - 03/08/2019
HUTCHINSON, SHOCKEY, ERLEY & CO. (MILWAUKEE WI)
WI
08/15/2000 - 07/20/2009
PIPER JAFFRAY & CO. (MILWAUKEE WI)
MO
09/04/1990 - 08/04/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NA
02/26/1990 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
IL
07/31/1987 - 02/20/1990
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 02/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/29/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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