Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Lockaby is a financial advisor who has been in the industry since 2006. Kevin is registered with Raymond James Financial Services Advisors, Inc. and is licensed to conduct business in several states. Kevin has experience with a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
08/16/2012 - Present
Raymond James Financial Services Advisors, Inc. (Fort Worth TX)
TX
12/22/2008 - 06/04/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HUDSON OAKS TX)
TX
10/23/2007 - 12/17/2008
WACHOVIA SECURITIES, LLC (FORT WORTH TX)
IA
10/31/1997 - 03/29/1999
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
KS
05/09/1997 - 09/02/1997
PRIMELINE SECURITIES CORP. (WICHITA KS)
BOTH
Issued 04/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/23/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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