Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Knopf is a financial professional with over 30 years of experience in the industry. Currently, Kevin Knopf is registered with Bofa Securities, Inc. in Clayton, MO. Kevin Knopf has previously worked with a number of firms including MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, NATCITY INVESTMENTS, INC., NORTHERN TRUST SECURITIES, INC., SANWA SECURITIES (USA) CO., L.P., SANWA UNIVERSAL SECURITIES CO., and CANTOR FITZGERALD SECURITIES CORP. Kevin Knopf holds the Series 7, Series 63, SIE and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
05/10/2019 - Present
Bofa Securities, Inc. (CLAYTON MO)
MO
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT LOUIS MO)
MO
01/06/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (ST. LOUIS MO)
OH
01/01/2002 - 07/06/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
05/27/1998 - 11/05/1999
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IL
05/13/1994 - 07/10/1996
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
02/16/1993 - 04/04/1994
SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)
NY
02/16/1993 - 04/04/1994
SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)
NY
03/13/1992 - 01/19/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/29/1991 - 01/02/1992
CANTOR FITZGERALD SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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