Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael King is a registered representative with Charles Schwab & CO., Inc. in Lone Tree, CO. Kevin Michael King has been working in the financial services industry since April 13, 2011. Kevin Michael King is licensed to provide securities advice in 53 states and the District of Columbia. Kevin Michael King is also registered as an investment advisor representative in Colorado and Texas. Previous firms where Kevin Michael King worked include ROBINHOOD FINANCIAL, LLC, T. ROWE PRICE INVESTMENT SERVICES, INC., LPL FINANCIAL LLC, FORESIDE FUNDS DISTRIBUTORS LLC, and ALPS DISTRIBUTORS, INC.. Kevin Michael King has passed the Series 7, Series 6, Series 63, Series 65, Series 66, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
06/22/2023 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
04/07/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
05/05/2020 - 03/15/2021
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
FL
02/08/2016 - 11/11/2016
LPL FINANCIAL LLC (NAPLES FL)
CO
09/24/2013 - 01/06/2016
FORESIDE FUNDS DISTRIBUTORS LLC (DENVER CO)
CO
10/25/2006 - 09/10/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 06/22/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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