Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Keefe is a financial advisor with Realta Investment Advisors, Inc., an investment advisory firm based in Wilmington, Delaware. Kevin has been in the financial industry since 2003, working with clients on a wide range of financial needs, including investment management, retirement planning, and estate planning. He is also a Chartered Financial Analyst. Kevin is passionate about helping clients achieve their financial goals and believes in a personalized approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/06/2023 - Present
Realta Investment Advisors, Inc. (San Diego CA)
NY
06/23/2022 - 02/02/2023
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
CA
04/16/2020 - 05/14/2020
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/06/2014 - 04/03/2018
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
GA
12/02/2010 - 04/25/2014
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/02/2010 - 04/25/2014
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/02/2010 - 04/25/2014
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MA
11/05/2004 - 03/26/2009
LPL FINANCIAL CORPORATION (BOSTON MA)
RI
08/24/1998 - 06/02/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
05/02/1996 - 07/06/1998
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
NY
12/14/1993 - 03/01/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
09/05/1989 - 09/24/1990
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BC
Issued 11/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/06/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1993
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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