Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin Michael Keating

Cetera Advisor Networks LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin Michael Keating

Kevin Michael Keating is a financial advisor with Cetera Advisor Networks LLC and has been in the industry since 1984. Kevin Keating is registered with the state of Ohio and has been working with clients in the area for over 15 years. Kevin Keating has extensive experience in the financial services industry, having worked at National Planning Corporation and Financial Network Investment Corporation previously. Kevin Keating holds a variety of licenses and certifications including the Series 6, Series 7, Series 26, and Series 63.

Firm Information

Kevin Keating is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Keating’s Registration & Firm History

OH

11/03/2005 - Present

Cetera Advisor Networks LLC (ST. CLAIRSVILLE OH)

CA

06/01/2005 - 10/10/2005

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

CA

04/07/2004 - 06/08/2005

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NJ

10/16/1984 - 03/22/2004

FIRST INVESTORS CORPORATION (EDISON NJ)

Not sure if Kevin Michael Keating is right for you?

Licenses & Designations

BC

Issued 10/19/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/1986

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/11/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Michael Keating.
Not sure if Kevin Michael Keating is right for you?