Unclaimed
Kevin Michael Keating is a financial advisor with Cetera Advisor Networks LLC and has been in the industry since 1984. Kevin Keating is registered with the state of Ohio and has been working with clients in the area for over 15 years. Kevin Keating has extensive experience in the financial services industry, having worked at National Planning Corporation and Financial Network Investment Corporation previously. Kevin Keating holds a variety of licenses and certifications including the Series 6, Series 7, Series 26, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
11/03/2005 - Present
Cetera Advisor Networks LLC (ST. CLAIRSVILLE OH)
CA
06/01/2005 - 10/10/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
04/07/2004 - 06/08/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NJ
10/16/1984 - 03/22/2004
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 10/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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