Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Guinnessey is a financial advisor with over 20 years of experience in the industry. Kevin has a strong track record of success, having worked for leading financial institutions including Deutsche Bank Securities Inc., Cantor Fitzgerald & Co., and Credit Suisse First Boston LLC. Kevin is currently registered with BNP Paribas Securities Corp. and is licensed to sell securities in all 50 states and the District of Columbia. Kevin holds the Series 7, 24, 55, 57TO, and 63 licenses. Kevin is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/04/2020 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
05/04/2007 - 03/04/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
03/10/2003 - 04/30/2007
CANTOR FITZGERALD & CO. (SHREWSBURY NJ)
NY
03/26/2001 - 03/07/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
10/24/2000 - 03/05/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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