Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gray is a financial advisor with Pimco Investments LLC. Kevin has been in the financial industry since 2005. Kevin is registered in 27 states. Kevin is also a registered representative with FINRA. Before joining Pimco Investments LLC, Kevin was an advisor with Allianz Global Investors Distributors LLC and TD Waterhouse Investor Services, Inc.. Kevin has a Series 3, Series 7, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/14/2011 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
CA
11/30/2005 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
NE
01/09/2001 - 07/06/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 02/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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