Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Gaines is a financial advisor with Private Advisor Group, LLC. Kevin has over 20 years of experience in the financial industry. Kevin is a Certified Financial Planner (CFP®). Kevin's previous experience includes positions with TRIAD ADVISORS LLC, CETERA ADVISOR NETWORKS LLC, WALNUT STREET SECURITIES, INC. and ALLFIRST BROKERAGE CORPORATION. Kevin specializes in working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Kevin is registered with the state of Pennsylvania as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
PA
01/02/2019 - Present
Private Advisor Group, LLC (Berwyn PA)
PA
05/05/2014 - 01/03/2019
TRIAD ADVISORS LLC (Berwyn PA)
PA
09/03/2013 - 05/05/2014
CETERA ADVISOR NETWORKS LLC (BERWYN PA)
PA
04/23/2001 - 09/03/2013
WALNUT STREET SECURITIES, INC. (BERWYN PA)
MD
03/30/1995 - 01/19/2001
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
NJ
04/08/1994 - 03/06/1995
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
BOTH
Issued 01/05/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/07/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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