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Kevin Michael Frisch

Cascadia Capital, LLC

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About Kevin Michael Frisch

Kevin Michael Frisch is a securities professional with over 25 years of experience in the financial industry. Kevin is currently registered with Cascadia Capital, LLC. Prior to joining Cascadia Capital, LLC, Kevin worked at IMPERIAL CAPITAL, LLC, FBR CAPITAL MARKETS & CO., BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., CIBC OPPENHEIMER CORP., and CHASE SECURITIES INC. Kevin has a strong track record of success in the investment banking industry. He is a licensed Series 7, Series 24, Series 63, and Series 79TO. He is committed to providing his clients with the highest level of service and expertise.

Firm Information

Kevin Frisch is currently registered with Cascadia Capital, LLC. Cascadia Capital, LLC is a Limited Liability Company formed on December 4, 2000. The firm is registered in 9 states, including California, Georgia, Minnesota, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Cascadia Capital, LLC also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Frisch’s Registration & Firm History

WA

05/08/2023 - Present

Cascadia Capital, LLC (SEATTLE WA)

CT

02/18/2014 - 05/24/2023

IMPERIAL CAPITAL, LLC (Stamford CT)

NY

11/17/2009 - 02/18/2014

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

09/22/2008 - 11/05/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/19/2000 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

05/29/1996 - 06/26/1998

CIBC OPPENHEIMER CORP. (NEW YORK NY)

NY

01/04/1996 - 06/04/1996

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Michael Frisch.
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