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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dowling is a financial advisor with Fidelity Personal And Workplace Advisors. Kevin has been in the financial industry since 1997 and has experience with Citizens Securities, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., and SCUDDER INVESTOR SERVICES, INC.. Kevin holds FINRA Series 7, 6, 9, 10, 24, 63, and 65 licenses and has been working in the financial industry for over 25 years. Kevin is also registered with the state of Massachusetts and Rhode Island and is a Registered Representative with Fidelity Personal And Workplace Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
12/16/2021 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
MA
02/01/2011 - 09/03/2021
CITIZENS SECURITIES, INC. (MARSHFIELD MA)
MA
07/11/2005 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HINGHAM MA)
NY
10/16/1990 - 07/05/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 02/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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