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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dowd is an investment advisor representative with Raymond James & Associates, Inc. Kevin has been in the securities industry since 1994 and has a broad range of experience in the financial services sector. Before joining Raymond James & Associates, Inc., Kevin was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin holds a Series 63, 65, and 7 license and is registered to provide financial advisory services in 21 states. He specializes in portfolio management, financial planning and retirement planning. Kevin is committed to providing personalized financial advice that meets the unique needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/30/2017 - Present
Raymond James & Associates, Inc. (WELLESLEY HILLS MA)
MA
10/23/2009 - 05/30/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/25/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CT
05/31/2002 - 03/20/2003
ADVEST, INC. (HARTFORD CT)
NY
05/06/1994 - 06/11/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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