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Kevin Michael Dorotik

Hilltop Securities Inc.

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About Kevin Michael Dorotik

Kevin Michael Dorotik is a financial advisor with Hilltop Securities Inc. Kevin has been in the financial services industry since 1987. Kevin's career spans multiple firms, including First Southwest Company, LLC and Masterson Moreland Sauer Whisman, INC. Kevin holds multiple licenses including Series 7, Series 52, Series 53, and Series 24.

Firm Information

Kevin Dorotik is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Kevin Dorotik’s Registration & Firm History

TX

01/22/2016 - Present

Hilltop Securities Inc. (Houston TX)

TX

07/20/1998 - 01/22/2016

FIRST SOUTHWEST COMPANY, LLC (HOUSTON TX)

TX

02/01/1996 - 07/02/1998

FIRST SOUTHWEST COMPANY (DALLAS TX)

NA

06/22/1987 - 02/13/1996

MASTERSON MORELAND SAUER WHISMAN, INC.

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Licenses & Designations

BC

Issued 05/28/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/04/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1993

Series 7 - General Securities Representative Examination

BC

Issued 06/17/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Kevin Michael Dorotik. Review regulatory record here.
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