Unclaimed
Kevin Michael Cullen is a financial professional with over 15 years of experience in the securities industry. He is currently registered with MUFG Securities Americas Inc. in New York, NY. Kevin has previously held positions with CIT Capital Securities LLC and Barclays Capital Inc. Kevin holds FINRA Series 7, 63, SIE, and 79TO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/11/2014 - 10/01/2018
CIT CAPITAL SECURITIES LLC (NEW YORK NY)
NY
10/02/2009 - 03/16/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/26/2004 - 12/12/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 01/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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