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Kevin Michael Cullen

Mufg Securities Americas Inc.

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About Kevin Michael Cullen

Kevin Michael Cullen is a financial professional with over 15 years of experience in the securities industry. He is currently registered with MUFG Securities Americas Inc. in New York, NY. Kevin has previously held positions with CIT Capital Securities LLC and Barclays Capital Inc. Kevin holds FINRA Series 7, 63, SIE, and 79TO registrations.

Firm Information

Kevin Cullen is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Cullen’s Registration & Firm History

NY

01/10/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

02/11/2014 - 10/01/2018

CIT CAPITAL SECURITIES LLC (NEW YORK NY)

NY

10/02/2009 - 03/16/2012

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

01/26/2004 - 12/12/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Michael Cullen.
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