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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Coughlin is a financial advisor with over 25 years of experience in the industry. Kevin is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Kevin is a Series 7, 9, 10, 31, 63, and 65 licensed advisor and specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutional clients. Kevin is also a Registered Investment Advisor and currently holds active registrations in 44 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/08/2017 - Present
Wells Fargo Clearing Services, LLC (JOHNSON CITY NY)
NY
02/04/2003 - 06/09/2007
CITIGROUP GLOBAL MARKETS INC. (BINGHAMTON NY)
NY
11/26/1997 - 02/05/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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