Unclaimed
Kevin Michael Cooney is a securities professional with over 35 years of experience in the financial services industry. Kevin is currently registered with Brean Capital, LLC and is licensed to sell securities in 10 states. Kevin's career spans roles with several notable firms including Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Kevin has demonstrated expertise in the securities industry by passing both the Series 7 and Series 63 exams. Kevin has a strong track record of serving clients in the New York area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2018 - Present
Brean Capital, LLC (NEW YORK NY)
NY
03/06/2017 - 12/03/2018
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
10/16/2000 - 01/05/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/03/2000 - 11/09/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
03/19/1986 - 10/16/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
03/22/1984 - 09/24/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 04/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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