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Kevin Michael Cooney

Brean Capital, LLC

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About Kevin Michael Cooney

Kevin Michael Cooney is a securities professional with over 35 years of experience in the financial services industry. Kevin is currently registered with Brean Capital, LLC and is licensed to sell securities in 10 states. Kevin's career spans roles with several notable firms including Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Kevin has demonstrated expertise in the securities industry by passing both the Series 7 and Series 63 exams. Kevin has a strong track record of serving clients in the New York area.

Firm Information

Kevin Cooney is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Cooney’s Registration & Firm History

NY

11/28/2018 - Present

Brean Capital, LLC (NEW YORK NY)

NY

03/06/2017 - 12/03/2018

HUNT FINANCIAL SECURITIES (Rye Brook NY)

NY

10/16/2000 - 01/05/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

11/03/2000 - 11/09/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

03/19/1986 - 10/16/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

03/22/1984 - 09/24/1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 04/12/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Michael Cooney.
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