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Kevin Michael Connor

THE Leaders Group, Inc.

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About Kevin Michael Connor

Kevin Connor is a financial advisor with The Leaders Group, Inc., a firm based in Littleton, CO. Kevin has been in the industry since 1990 and has experience with municipal securities, investment companies, and variable contracts. Kevin is registered in Pennsylvania.

Firm Information

Kevin Connor is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Connor’s Registration & Firm History

CO

01/04/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

02/13/2019 - 05/21/2019

NMS CAPITAL ADVISORS, LLC. (NEWPORT BEACH CA)

GA

08/18/2015 - 02/22/2017

CAPE SECURITIES INC. (MCDONOUGH GA)

PA

10/26/2012 - 05/20/2013

SII INVESTMENTS, INC. (WAYNE PA)

PA

09/25/2009 - 11/02/2010

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)

CT

09/25/2009 - 11/02/2010

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

PA

06/18/1987 - 11/02/2010

HARTFORD LIFE DISTRIBUTORS, LLC (WAYNE PA)

CT

10/27/2008 - 09/28/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NA

12/10/1982 - 04/14/1987

THE GREAT-WEST LIFE ASSURANCE COMPANY

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Licenses & Designations

BC

Issued 05/20/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/23/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Michael Connor.
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