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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Michael Clements is a financial advisor with over 30 years of experience in the financial services industry. Kevin is registered with Morgan Stanley and has been with the firm since 2009. Prior to joining Morgan Stanley, Kevin held positions at CITIGROUP GLOBAL MARKETS INC., CHARLES SCHWAB & CO., INC., SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, IFP, INCORPORATED, and ANCHOR NATIONAL FINANCIAL SERVICES, INC.. Kevin specializes in investment advisory services, financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Dallas TX)
TX
05/05/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
07/26/1993 - 04/09/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/24/1992 - 05/19/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
06/26/1990 - 10/25/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
05/08/1989 - 06/13/1990
IFP, INCORPORATED (DALLAS TX)
NA
01/24/1989 - 05/08/1989
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
IA
Issued 06/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1999
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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