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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Broderick is a financial advisor at Oppenheimer & Co. Inc. with over 35 years of experience in the industry. Kevin has a strong track record of helping clients achieve their financial goals and is committed to providing personalized advice and exceptional service. He is registered in several states, including Virginia, Washington, Oregon, Texas, and California, and holds multiple licenses including Series 3, 7, 8, 10, 63, and 65. Kevin is a seasoned professional who is dedicated to helping individuals and families reach their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
02/23/2016 - Present
Oppenheimer & Co. Inc. (VIENNA VA)
DC
10/11/1996 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
NJ
04/23/1986 - 10/30/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/24/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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