Unclaimed
Kevin Breen is a financial advisor with Quasar Distributors, LLC. Kevin has been in the financial services industry since 2000 and is licensed to conduct business in all 50 states. Kevin's experience includes working for Wachovia Securities, LLC, Morgan Stanley Smith Barney, and First Union Brokerage Services, Inc. Kevin holds a Series 7, Series 6, Series 24, Series 63, and Series 7TO license. He is also a registered principal with FINRA and a member of the Securities Industry Essentials Examination (SIE). Kevin is dedicated to providing personalized financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
03/04/2019 - Present
Quasar Distributors, LLC (Minneapolis MN)
NC
09/02/2010 - 07/19/2011
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
MO
10/01/2000 - 03/01/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
12/21/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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