Unclaimed
Kevin Michael Brazell is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin has been in the industry since 2002 and is active in both Broker-Dealer and Investment Advisor capacities. Kevin is registered in 27 states and the District of Columbia for Broker-Dealer activities and in Texas and South Carolina for Investment Advisor activities. Kevin is also a member of the Advisory Board for the Midlands Junior Golf Foundation. Kevin has a background in providing financial planning, portfolio management and other advisory services to individuals, businesses, corporations, high-net-worth individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/07/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (COLUMBIA SC)
OH
10/09/2001 - 12/01/2003
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
BOTH
Issued 10/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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