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Kevin Michael Brayton

Prudential Annuities Distributors, Inc.

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About Kevin Michael Brayton

Kevin Michael Brayton is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Prudential Annuities Distributors, Inc., where he is a registered representative since April 2020. Previously, Kevin worked with several other firms such as Pruco Securities, LLC., Hartford Equity Sales Company Inc. and NFP Securities, Inc. Kevin has a strong understanding of the financial services industry and has extensive experience in various areas. Kevin holds the Series 6, 63, and 26 licenses.

Firm Information

Kevin Brayton is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Brayton’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

01/03/2013 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

06/30/2011 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)

TX

05/16/2006 - 06/06/2011

NFP SECURITIES, INC. (AUSTIN TX)

CT

03/16/1999 - 04/20/2006

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

NY

10/21/1996 - 02/01/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/07/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Michael Brayton.
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