Unclaimed
Kevin Michael Baker is a registered representative with Northwestern Mutual Investment Services, LLC, and has been in the securities industry since January 2014. Kevin has a Series 6, Series 63, and SIE license and is registered in 12 states. In addition to securities, Kevin is also registered as a broker in 12 states. Kevin provides investment research and referrals to other advisors. Kevin has a branch office location in Bozeman, MT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MT
01/28/2014 - Present
Northwestern Mutual Investment Services, LLC (BOZEMAN MT)
BC
Issued 02/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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