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Kevin Babcock is a financial advisor with Cetera Investment Advisers LLC, located in Merrillville, IN. Kevin has been in the financial industry since 2001 and has a Series 66, Series 7 and SIE licenses. Kevin also holds a Certified Financial Planner designation. Cetera Investment Advisers LLC has been providing financial services since 2014 and is headquartered in Schaumburg, IL. The firm serves a variety of client types, including individuals, businesses, and retirement plans. Cetera Investment Advisers LLC offers a range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
01/21/2014 - Present
Cetera Investment Advisers LLC (MERRILLVILLE IN)
CA
09/12/2001 - 09/30/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 10/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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