Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Merle Smith is a registered representative with Principal Securities, Inc., who has been in the financial services industry for over 18 years. Smith has offices in Montezuma, IA. Smith is also registered as an Investment Advisor Representative in Iowa and Texas. Smith holds Series 6, 7, 26, 63, and 65 licenses. In addition to his financial services work, Smith is also involved in the car restoration business. Smith has experience working with high-net-worth individuals, corporations, and individuals other than high-net-worth. Smith's services include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
08/24/2022 - Present
Principal Securities, Inc. (MONTEZUMA IA)
IL
08/23/2004 - 06/05/2008
MWA FINANCIAL SERVICES INC. (MOLINE IL)
IA
Issued 05/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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