Unclaimed
Kevin McVeigh is a financial professional with over 20 years of experience in the securities industry. Kevin is currently registered with UBS Securities LLC, a leading global financial services firm, and has previously held positions at Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Macquarie Capital (USA) Inc., Banc of America Securities LLC, Goldman, Sachs & Co., and Bear, Stearns & Co. Inc. Kevin holds the Series 63, Series 7, Series 24, Series 86, and Series 87 licenses and is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/22/2023 - Present
UBS Securities LLC (NEW YORK NY)
NY
06/26/2018 - 09/22/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/20/2016 - 06/19/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/08/2010 - 06/30/2016
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/04/2007 - 12/23/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/09/2007 - 08/14/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/22/2004 - 04/09/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/18/2001 - 11/22/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/30/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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