Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McHugh is a financial advisor with over 30 years of experience in the industry. Kevin McHugh is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has previously worked with BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., FLEET SECURITIES, INC., FLEET SECURITIES INC., SHAWMUT BROKERAGE, INC. and BANCBOSTON CONNECTICUT BROKERAGE. Kevin McHugh holds a variety of licenses and certifications, including the Series 7, 6, 53, 63, 66, and 72 exams. Kevin McHugh provides a range of services to individual and institutional clients, including portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/08/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GLASTONBURY CT)
CT
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARTFORD CT)
NY
01/02/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
TX
02/02/1998 - 01/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
12/22/1995 - 02/02/1998
FLEET SECURITIES INC. (NEW YORK NY)
NA
09/03/1993 - 01/16/1996
SHAWMUT BROKERAGE, INC.
NA
08/07/1989 - 08/20/1991
BANCBOSTON CONNECTICUT BROKERAGE
BOTH
Issued 09/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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