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Kevin Maxwell Kimmel

Citadel Securities LLC

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About Kevin Maxwell Kimmel

Kevin Kimmel is a financial professional with experience in the securities industry. Kevin has passed the Series 7, Series 24, Series 57TO, Series 99TO, and SIE exams and holds a Series 63 license. Kevin is currently registered with Citadel Securities LLC and is approved to conduct business in New York. Kevin was previously registered with J.P. Morgan Securities LLC and ICE Execution Services, LLC.

Firm Information

Kevin Kimmel is currently registered with Citadel Securities LLC. Citadel Securities LLC is a Limited Liability Company formed on July 30, 2001. The firm is registered in 16 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Kimmel’s Registration & Firm History

NY

10/24/2014 - Present

Citadel Securities LLC (New York NY)

NY

08/22/2013 - 10/08/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

12/07/2011 - 07/09/2012

ICE EXECUTION SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/09/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Maxwell Kimmel.
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