Unclaimed
Kevin Maurice Moynihan is a financial professional with over 15 years of experience in the industry. Kevin has a strong background in the securities industry, having worked for firms such as LPS Capital LLC, Tullett Prebon Financial Services LLC, BGC Financial, L.P., PPG West LLC, and Phoenix Derivatives Group, LLC. Kevin is currently registered with ICapital Markets LLC and holds Series 7, Series 63, and SIE licenses. Kevin is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/17/2024 - Present
Icapital Markets LLC (NEW YORK NY)
NY
01/19/2022 - 01/05/2023
LPS CAPITAL LLC (NEW YORK NY)
NY
08/22/2016 - 01/04/2022
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
05/28/2013 - 06/30/2016
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
01/18/2013 - 05/16/2013
PPG WEST LLC (NEW YORK NY)
NY
07/11/2006 - 05/25/2012
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
BC
Issued 09/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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