Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Maurice Buckley is a financial professional with over 30 years of experience in the industry. Kevin has held positions at several firms including TIAA-CREF Individual & Institutional Services, LLC, MML Investors Services, LLC, MSI Financial Services, Inc., LPL Financial LLC, A. G. Edwards & Sons, Inc., and Hibbard Brown & Co., Inc. Kevin is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC. Kevin holds a variety of licenses including Series 4, 7, 24, 27, 31, 52, 53, 63, 66, 99TO and SIE. Kevin's current primary location is Lake Mary, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/31/2023 - Present
Robinhood Securities, LLC (Lake Mary FL)
NC
01/02/2019 - 12/23/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
03/25/2017 - 12/14/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
01/28/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NY
11/22/2002 - 10/08/2015
LPL FINANCIAL LLC (HALFMOON NY)
MO
08/30/1993 - 11/27/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/29/1991 - 09/14/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 10/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2018
Series 4 - Registered Options Principal Examination
BC
Issued 03/15/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/16/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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