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Kevin Matthew Schultz

Triad Securities Corp.

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About Kevin Matthew Schultz

Kevin Schultz is a registered representative with Triad Securities Corp., a firm that has been in operation since 1989. Kevin has been in the industry since 2006 and has passed the Series 7, Series 63, Series 99TO and SIE exams. Kevin has worked at Triad Securities Corp since 2008 and previously worked at Millenco, LLC.

Firm Information

Kevin Schultz is currently registered with Triad Securities Corp.. Triad Securities Corp. is a Corporation registered in 41 states and the SEC. It was formed on July 13, 1976.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Schultz’s Registration & Firm History

NY

09/25/2008 - Present

Triad Securities Corp. (NEW YORK NY)

NY

01/01/2007 - 04/13/2007

MILLENCO, L.L.C. (NEW YORK NY)

NA

06/19/1989 - 03/13/1991

TRIAD SECURITIES CORP

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Licenses & Designations

BC

Issued 07/31/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin Matthew Schultz.
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