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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Prell is a financial advisor at RBC Capital Markets, LLC. Kevin has over 22 years of experience in the financial services industry, holding a Series 66, 63, 9, 10, 24, SIE, 55 and 7. Kevin is a registered investment advisor in Connecticut and Texas. Kevin's specializations include providing financial advice to individuals and businesses, retirement planning, college savings, investment management, insurance planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/31/2024 - Present
RBC Capital Markets, LLC (Farmington CT)
CT
06/22/2010 - 10/04/2022
AMERIPRISE FINANCIAL SERVICES, LLC (SIMSBURY CT)
NY
03/08/2006 - 05/10/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
05/15/2000 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
VA
05/05/1999 - 05/09/2000
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
09/20/1996 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BOTH
Issued 06/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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