Unclaimed
Kevin Matthew Aubry is a registered representative with Fidelity Brokerage Services LLC. Kevin has been in the securities industry since 2014 and is licensed in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Kevin holds the Series 7, Series 9, Series 10, and Series 63 licenses. Kevin is a dedicated financial professional and works hard to understand his clients’ needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
11/21/2014 - Present
Fidelity Brokerage Services LLC (TOOELE UT)
BC
Issued 12/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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