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Kevin Mark Malmud

Empower Advisory Group, LLC

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About Kevin Mark Malmud

Kevin Malmud is an investment advisor representative with Empower Advisory Group, LLC. Kevin is a Registered Investment Advisor and has been in the industry since 2005. Kevin holds Series 6, 7, 63, 26, 65 and SIE licenses. Kevin has worked for Prudential Investment Management Services LLC and BANCORP INVESTMENT GROUP, LTD. in the past.

Firm Information

Kevin Malmud is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Malmud’s Registration & Firm History

CO

01/17/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

HI

09/04/2013 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HONOLULU HI)

NA

06/25/1992 - 10/13/1992

BANCORP INVESTMENT GROUP, LTD.

NA

06/01/1992 - 07/24/1992

PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION

NA

04/24/1985 - 06/01/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

NA

10/17/1984 - 05/10/1985

HL SECURITIES, INC.

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Licenses & Designations

IA

Issued 12/16/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/03/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/03/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Mark Malmud.
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