Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Mark Kerrigan is a registered investment advisor representative with Charles Schwab & Co., Inc.. Kevin has been in the financial industry since 1995. Prior to joining Charles Schwab & Co., Inc., Kevin has worked for other firms including TD AMERITRADE, INC., EVEREN SECURITIES, INC., and QUEST CAPITAL STRATEGIES, INC.. Kevin holds a Series 7, Series 8, Series 10 and Series 65 securities license. He is registered in Illinois, Iowa, and Wisconsin. Kevin specializes in providing financial planning services and acts as a financial planning advisor referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
11/01/1999 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
07/27/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
MO
07/28/1995 - 09/22/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CA
05/12/1995 - 07/31/1995
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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