Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Marcel Battle is a financial professional with over 20 years of experience in the industry. Kevin currently works at Tiaa-cref Individual & Institutional Services, LLC in Charlotte, NC. Kevin previously worked at Wells Fargo Advisors, LLC, SunTrust Investment Services, Inc. and First Union Brokerage Services, Inc. Kevin holds FINRA Series 6, 7 and 66 licenses. He is registered with the state of North Carolina and 21 other states. Kevin is a registered Investment Advisor Representative in the state of North Carolina. He specializes in providing financial planning, portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/19/2013 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
04/26/2010 - 03/04/2011
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/01/2000 - 06/19/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
06/03/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 03/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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