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Kevin M Tracy

Empower Financial Services, Inc.

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About Kevin M Tracy

Kevin Tracy is a financial professional with Empower Financial Services, Inc. with a focus on investment company products/variable contracts. Kevin has been in the industry since June 16, 2022 and is registered in 52 states. Kevin has passed the Series 63, Series 6TO, and SIE exams.

Firm Information

Kevin Tracy is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Tracy’s Registration & Firm History

WI

06/17/2022 - Present

Empower Financial Services, Inc. (Milwaukee WI)

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Licenses & Designations

BC

Issued 06/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/30/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin M Tracy.
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