Unclaimed
Kevin Regan is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Regan has been in the industry since 2004, and holds licenses to provide securities and investment advisory services in multiple states. Regan has earned the Series 6, 7, 63, and 65 licenses, demonstrating a strong commitment to education and professional development. The Regan Group, a business owned by Kevin Regan, is not investment related, but is a separate entity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
06/24/2013 - Present
Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)
BC
Issued 2/10/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 6/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/3/2015
Series 7 - General Securities Representative Examination
BC
Issued 2/2/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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