Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin M. Oconnor is a registered representative with Northwestern Mutual Investment Services, LLC. Kevin has been in the securities industry since July 22, 2011. Kevin is registered to provide securities services in 11 states, including Arizona, California, District of Columbia, Georgia, Maryland, New Jersey, New York, Pennsylvania, South Carolina, Texas, and Virginia. Kevin is also a registered investment advisor representative in Maryland. Kevin has passed the Series 6, Series 63, Series 65, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MD
07/22/2011 - Present
Northwestern Mutual Investment Services, LLC (Hunt Valley MD)
IA
Issued 05/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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