Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lawi is a financial professional with over 13 years of experience in the financial services industry. Kevin currently holds a Series 7, 79, 63 and SIE license and is registered with UBS Asset Management (us) Inc. in New York, NY. Prior to joining UBS Asset Management (us) Inc., Kevin worked at Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Banc One Capital Markets, Inc. and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
06/28/2021 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/01/2008 - 03/10/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
08/04/2003 - 07/26/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
12/14/2001 - 07/30/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 07/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kevin Lawi is the right advisor for you? Invested Better is here to help.
