Unclaimed
Kevin Fitzgerald is a financial advisor with over 20 years of experience in the financial services industry. Kevin is currently registered with J.p. Morgan Securities LLC and J.p. Morgan Prime Inc., both of which are active broker-dealers. Kevin has held previous positions at J.P. MORGAN CLEARING CORP., J.P. MORGAN SECURITIES INC., and PRUDENTIAL SECURITIES INCORPORATED. Kevin holds Series 7, Series 24, SIE, and Series 99TO licenses and is a registered agent in New York. Kevin is also a General Securities Principal and has a strong understanding of the financial markets. Kevin has a proven track record of success in helping clients achieve their financial goals and can provide a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/01/2016 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
02/13/2009 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
01/24/2000 - 02/24/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/10/1998 - 01/12/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 04/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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