Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Carpenter is a financial advisor with Raymond James & Associates, Inc., with over 18 years of experience in the financial services industry. Kevin has held previous roles at SunTrust Robinson Humphrey, Inc., Citigroup Global Markets Inc., UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Wachovia Capital Markets, LLC. Kevin is a licensed Series 7, 79, and 63 registered representative. He is also a Securities Industry Essentials (SIE) exam holder. Kevin's current firm is based in St. Petersburg, Florida. Kevin is registered in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
09/18/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
GA
01/04/2018 - 04/17/2020
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NY
06/09/2010 - 07/19/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/31/2009 - 03/12/2010
UBS SECURITIES LLC (NEW YORK NY)
NY
01/31/2008 - 04/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/11/2006 - 11/21/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NC
11/11/2004 - 05/02/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 12/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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