Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Lynn Bruening is a financial advisor at UBS Financial Services Inc. based in Washington, DC. Kevin has been in the industry since 1997. Kevin is licensed in numerous states and holds the Series 7, Series 63, and Series 65 licenses as well as the SIE exam. Kevin previously worked at Wachovia Securities, LLC, Prudential Securities Incorporated, Chevy Chase Financial Services, Royal Hutton Securities Corp, and Biltmore Securities, Inc. Kevin is a Board Member of the Patuxent River Commission and a member of the Village of River Hill Community Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
06/06/2022 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
07/01/2003 - 02/17/2009
WACHOVIA SECURITIES, LLC (WASHINGTON DC)
NY
08/01/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
02/06/1998 - 08/16/2001
CHEVY CHASE FINANCIAL SERVICES (BETHESDA MD)
NY
08/04/1997 - 01/30/1998
ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)
FL
02/24/1997 - 07/23/1997
BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)
IA
Issued 07/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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